Securities
Professional Malpractice
Norma J. Byer v. Morgan Stanley & Co. LLC
Published: Apr. 20, 2013 | Result Date: Apr. 3, 2013 | Filing Date: Jan. 1, 1900 |Case number: 09-05573 Arbitration – Expungement
Facts
Norma J. Byer filed a claim for arbitration against Morgan Stanley & Co. LLC in relation to Byer's investment in a Variable Annuity Contract.
Contentions
CLAIMANT'S CONTENTIONS:
Claimant alleged professional negligence, breach of fiducary duty, breach of contract, and breach of a special duty of trust and confidence.
RESPONDENT'S CONTENTIONS:
Respondent denied the allegations.
Damages
Claimant sought $1.8 million.
Result
The arbitration panel recommdended expungement.
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