Securities
Breach of Promissory Note
Employment
Wells Fargo Advisors LLC v. Kenneth James Meyers
Published: Apr. 20, 2013 | Result Date: Mar. 27, 2013 | Filing Date: Jan. 1, 1900 |Case number: 10-01433 Arbitration – $873,232
Facts
Wells Fargo Advisors LLC filed a complaint against Kenneth Meyers alleging breach of a promissory note executed by Meyers as part of his employment with Wells Fargo.
Damages
Wells Fargo sought $710,547, the balance due and owing under the note plus interest, attorney fees and costs and other relief.
Result
The FINRA Panel found Meyers liable for $873,233 plus interest.
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