56041 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Shizuko Matsumoto v. Capita... |
Jan. 29, 2011
Dec. 29, 2010 |
|
|
Securities
Stocks
Verdict:
$3,750,000
|
$3,750,000
|
In re MBIA INC. Securities ... |
Oct. 27, 2012
Sep. 12, 2012 |
|
|
Securities
Expungement |
Respondent | Cynthia Mary Couyoumjian v.... |
Mar. 13, 2020
Nov. 8, 2019 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | In re: Silverlake Group LLC... |
Sep. 22, 2023
Apr. 26, 2023 |
|
Securities
Securities Exchange Act
Verdict:
$482,050
|
$482,050
|
Alicia G. Rosenberg | Securities and Exchange Com... |
May 20, 2022
Apr. 11, 2022 |
|
Securities
Verdict:
$2,536
|
$2,536
|
Thomas B. Wilson v. Morgan ... |
Apr. 17, 2020
Feb. 7, 2020 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$667,725
|
$667,725
|
Gerald W. Hepp | Carpenter Law Firm Defined ... |
Jun. 14, 2019
Apr. 29, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$120,000
|
$120,000
|
Consuelo B. Marshall | Chris Hashem, individually ... |
Jul. 8, 2022
Apr. 8, 2022 |
|
Securities
Securities Fraud
Verdict:
$129,600,000
|
$129,600,000
|
National Credit Union Admin... |
Oct. 31, 2015
Sep. 15, 2015 |
|
|
Securities
Securities Exchange Act |
Defense | Phyllis J. Hamilton | Reena Saintjermain, individ... |
Nov. 18, 2022
Feb. 14, 2022 |
|
Securities
Securities Fraud
Verdict:
$2,819,692
|
$2,819,692
|
Jeffrey S. White | Securities and Exchange Com... |
Jun. 24, 2022
Apr. 11, 2022 |
|
Securities
Securities Fraud
Verdict:
$38,000,000
|
$38,000,000
|
In re Cadence Design System... |
Feb. 25, 2012
Nov. 15, 2011 |
|
|
Securities
Securities Fraud |
Preliminary Injunction | James V. Selna | Securities and Exchange Com... |
May 17, 2019
Apr. 4, 2019 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Netflix Inc., Securit... |
Mar. 2, 2013
Feb. 13, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$30,000,000
|
$30,000,000
|
Jon S. Tigar | In re: Splunk Inc. Securiti... |
Sep. 22, 2023
Feb. 7, 2023 |
|
Securities
Commodities |
Dismissal | M. James Lorenz | Hodl Law PLLC v. Securities... |
Nov. 10, 2023
Jul. 28, 2023 |
|
Securities
Expungement |
Expungement Denied | Cynthia Mary Couyoumjian v.... |
Apr. 10, 2020
Feb. 10, 2020 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc., ... |
Dec. 22, 2012
Nov. 16, 2012 |
|
|
Securities
Securities Exchange Act |
Dismissal | David O. Carter | In re: Alteryx Inc. Securit... |
Nov. 18, 2022
Aug. 2, 2021 |
|
Securities
Expungement |
Claimant | Mark John Williams v. J.P. ... |
Oct. 2, 2020
Aug. 19, 2020 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | The Leonard and Gen Winton ... |
Mar. 13, 2020
Nov. 8, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$12,015,000
|
$12,015,000
|
Vince G. Chhabria | In re: Vaxart Inc. Securiti... |
Nov. 18, 2022
Sep. 15, 2022 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Steven Moreno v. Merrill Ly... |
May 24, 2019
Apr. 9, 2019 |
|
|
Securities
|
Respondent | Vedran Pogacnik v. TD Ameri... |
Apr. 17, 2020
Feb. 13, 2020 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
The Heater Family Trust v. ... |
Jul. 14, 2012
Jun. 6, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$13,000,000
|
$13,000,000
|
Beth L. Freeman | In re: Precigen Inc. Securi... |
Jan. 5, 2024
Jul. 7, 2023 |
|
Securities
Expungement |
Expungement | Robert D. Sussin | Allen Frances Schreiber v. ... |
Jan. 11, 2019
Nov. 6, 2018 |
|
Securities
Negligence |
Respondent | Derek Tumulak v. E*TRADE Se... |
Sep. 4, 2020
Jul. 17, 2020 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Matt Lichtenberg, David Liv... |
Dec. 4, 2010
Nov. 11, 2010 |