This is the property of the Daily Journal Corporation and fully protected by copyright. It is made available only to Daily Journal subscribers for personal or collaborative purposes and may not be distributed, reproduced, modified, stored or transferred without written permission. Please click "Reprint" to order presentation-ready copies to distribute to clients or use in commercial marketing materials or for permission to post on a website. and copyright (showing year of publication) at the bottom.
Subscribe to the Daily Journal for access to Daily Appellate Reports, Verdicts, Judicial Profiles and more...

Submit a Case
    View
    Filter by date
     to 
    Search by Case Name
    Search by Court Name
    Search by Amount Range
    Search by Insurer
    Search by Further Description
    Search by Topic
    Search by SubTopic
    Search by Judge
    Search by Attorney
    Search by Expert Witness
    Search by Injury
    Search by Facts
Clear Filters

56041 Rulings

Topic Case Name Published / Result

Securities

Securities
Securities Fraud
Verdict: $1,800,000
Securities and Exchange Com... Apr. 6, 2013
    Mar. 19, 2013
Securities
Securities Exchange Act
Verdict: $1,375,000
In re: Dropbox Inc. Securit... Mar. 3, 2023
    Dec. 8, 2021
Securities
Securities Exchange Act
Verdict: $750,000
George Barney, individually... Dec. 9, 2022
    Aug. 29, 2022
Securities
FINRA Rules
Verdict: $45,000
Sal Curattalo, Mary Curatta... Nov. 29, 2014
    Nov. 6, 2014
Securities
Breach of Fiduciary Duty
Jingjing Xu and Sandeep Mir... May 17, 2019
    Apr. 1, 2019
Securities
Securities Fraud
Verdict: $40,000,000
In re Dendreon Corporation ... May 30, 2013
    Apr. 24, 2013
Securities
Lending
Verdict: $24,975,000
City of Ann Arbor Employees... Oct. 13, 2012
    Sep. 11, 2012
Securities
Expungement
Ronald Mark Daly v. Piper J... Dec. 15, 2017
    Nov. 6, 2017
Securities
Securities Exchange Act
Sofia Zoumboulakis v. Richa... Nov. 3, 2017
    Sep. 22, 2017
Securities
Breach of Fiduciary Duty
Myron Allen, individually, ... Nov. 10, 2017
    Oct. 5, 2017
Securities
Negligence
Verdict: -$1
Michael Stief v. Advanced E... Jun. 6, 2013
    May 20, 2013
Securities
Expungement
Verdict: -$1
Gregory Allen Headrick v. U... May 30, 2013
    May 19, 2013
Securities
Intentional and Negligent Misrepresentation/Concealment
Wan Yu Luo v. Ameriprise Fi... Nov. 10, 2017
    Sep. 18, 2017
Securities
Breach of Contract
Verdict: -$1
Wedbush Securities Inc. v. ... Jun. 6, 2013
    May 20, 2013
Securities
Breach of Fiduciary Duty
Susan Coghlan, Hugh Cotter ... Nov. 10, 2017
    Sep. 25, 2017
Securities
Breach of Implied Covenant of Good Faith and Fair Dealing
Joseph Manuel Focil v. Well... Jan. 12, 2018
    Aug. 17, 2017
Securities
Breach of Contract
Verdict: -$1
Raymond James Financial Ser... Nov. 6, 2014
    Oct. 8, 2014
Securities
Expungement
Victoria Lynn Mueller v. Ch... Feb. 2, 2018
    Nov. 21, 2017
Securities
Securities Fraud
Verdict: $147,019
Donald Adams, Eleanor M. Re... Oct. 6, 2017
    Aug. 15, 2017
Securities
Violation of the Protocol for Broker Recruiting
Southwest Securities Inc. n... Oct. 6, 2017
    Aug. 10, 2017
Securities
Securities Fraud
Verdict: $1,400,000,000
People of the State of Cali... Apr. 3, 2010
    Nov. 17, 2009
Securities
Securities Exchange Act
Verdict: $29,500,000
Babak Hatamian, Lussu Dennj... Nov. 24, 2017
    Oct. 25, 2017
Securities
FINRA Rules
Christopher Alan Clark v. L... Feb. 9, 2018
    Dec. 16, 2017
Securities
Securities Fraud
Verdict: $200,000
Securities and Exchange Com... Jan. 26, 2018
    Dec. 22, 2017
Securities
Breach of Fiduciary Duty
Larry Haberkorn v. Wells Fa... Sep. 1, 2017
    Jun. 22, 2017
Securities
Breach of Fiduciary Duty
Ray Pollard, successor Trus... Nov. 10, 2017
    Sep. 21, 2017
Securities
Breach of Fiduciary Duty
Paul Michel v. E-Trade Secu... Sep. 1, 2017
    Jun. 7, 2017
Securities
Unsuitability
Dwight Jay Hansen IRA, Dwig... Feb. 2, 2018
    Dec. 19, 2017
Securities
Breach of Fiduciary Duty
Simco Company v. E-Trade Se... Sep. 1, 2017
    Jun. 23, 2017
Securities
Professional Malpractice
Verdict: $0
Joyce Kossack, Trustee-the ... Jun. 27, 1998
    Mar. 25, 1998