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    • Audette Paul Morales

    See more on Audette Paul Morales

    Gordon & Rees LLP

    Irvine , CA

    Email: amorales@grsm.com

    University of San Diego SOL; San Diego CA



    Verdicts & Settlements
    Case Name Topic Role Published
    Mark John Williams v. J.P. Turner & Company, L.L.C. Securities Claimant Oct. 2, 2020
    Deborah Alliano v. Kelley Susan Slaught Securities Respondent Feb. 14, 2020
    Brian J. Rener v. UBS Financial Services Inc., Oppenheimer & Co. Inc. Securities Claimant Jan. 10, 2020
    Charles Schwab & Co. Inc. v. Brian L. DeWitt, Mila Nicole DeWitt Securities Claimant Nov. 8, 2014
    Charles Schwab & Co. Inc. v. Brad A. Baggarly Securities Claimant Jun. 7, 2014
    Charles Schwab & Co. Inc. and Kimon P. Daifotis v. Russell D. Brautigam, Russel D. Brautigam Roth Conv. IRA, Andrew M. Clark Designated Beneficiary Plan/TOD, Courtney A. Jay Designated Beneficiary Plan/TOD, Kendal Capaz, Renee Hartmann, Courtney King, Tom L. Poe, Margie Elaine Poe JT TEN, and Robert C. Rose Securities Claimant Mar. 16, 2013
    Bank of Nevada v. UBS Financial Services Inc. and UBS Securities LLC Securities Respondent Mar. 16, 2013
    Charles Schwab & Co., Inc. v. Nathan Friedlander, as Joint Tenant With Joan Friedlander, as Beneficiary of the Nathan Phillip Friedlander SEP-IRA, and as Officer of the Corporate Trustee (Big Swell, Inc. f/k/a Tovar, Inc.) of the Harris Friedlander Trust U/A DTD 07/25/1989, and Joan Friedlander, as Joint Tenant With Nathan Friedlander Securities Claimant Jan. 12, 2013
    Charles Schwab & Co. Inc., Kimon Peter Daifotis v. Daniel J. Lancaster Jr. IRA Rollover Securities Claimant Dec. 22, 2012
    Charles Schwab & Co. v. Charles S. Hoyt & Nancy C. Hoyt, Charles S. Hoyt IRA, Charles S. Hoyt SEP-IRA Securities Claimant Dec. 8, 2012
    Charles Schwab & Co. Inc. and Kimon Peter Daifotis v. Don C. Miller, Donald C. Miller Charles Schwab & Co. Inc. Cust IRA Rollover, and Donald C. Miller Charles Schwab & Co. Inc.,Cust Roth Contributory IRA Securities Claimant Nov. 10, 2012
    Karl Townsend, Karen Fann Townsend Trust v. Charles Schwab & Co. Inc. Securities Respondent Oct. 20, 2012
    Paul J. McDonough, Ellen McDonough, JT TEN v. Charles Schwab & Co. Inc., Kimon P. Daifotis Securities Respondent Apr. 7, 2012
    Kimon P. Daifotis v. Jinni A. Harrigan Trust U/A DTD 2/26/2002 Securities Claimant Jun. 18, 2011
    John Dailey v. Charles Schwab & Co. Inc., Randall Merk Fraud Respondent May 14, 2011
    Harry R. Lynn, as Trustee of the Harbor Press Inc. PSP U/A DTD May 10, 1989 FBO Harry R. Lynn v. Charles Schwab & Co. Inc. Securities Respondent Jul. 17, 2010
    Joan Levin v. Wedbush Morgan Securities Inc. Securities Respondent Jan. 27, 2007
    Case Name Topic Role Published
    Mark John Williams v. J.P. Turner & Company, L.L.C. Securities Claimant Oct. 2, 2020
    Deborah Alliano v. Kelley Susan Slaught Securities Respondent Feb. 14, 2020
    Brian J. Rener v. UBS Financial Services Inc., Oppenheimer & Co. Inc. Securities Claimant Jan. 10, 2020
    Charles Schwab & Co. Inc. v. Brian L. DeWitt, Mila Nicole DeWitt Securities Claimant Nov. 8, 2014
    Charles Schwab & Co. Inc. v. Brad A. Baggarly Securities Claimant Jun. 7, 2014
    Charles Schwab & Co. Inc. and Kimon P. Daifotis v. Russell D. Brautigam, Russel D. Brautigam Roth Conv. IRA, Andrew M. Clark Designated Beneficiary Plan/TOD, Courtney A. Jay Designated Beneficiary Plan/TOD, Kendal Capaz, Renee Hartmann, Courtney King, Tom L. Poe, Margie Elaine Poe JT TEN, and Robert C. Rose Securities Claimant Mar. 16, 2013
    Bank of Nevada v. UBS Financial Services Inc. and UBS Securities LLC Securities Respondent Mar. 16, 2013
    Charles Schwab & Co., Inc. v. Nathan Friedlander, as Joint Tenant With Joan Friedlander, as Beneficiary of the Nathan Phillip Friedlander SEP-IRA, and as Officer of the Corporate Trustee (Big Swell, Inc. f/k/a Tovar, Inc.) of the Harris Friedlander Trust U/A DTD 07/25/1989, and Joan Friedlander, as Joint Tenant With Nathan Friedlander Securities Claimant Jan. 12, 2013
    Charles Schwab & Co. Inc., Kimon Peter Daifotis v. Daniel J. Lancaster Jr. IRA Rollover Securities Claimant Dec. 22, 2012
    Charles Schwab & Co. v. Charles S. Hoyt & Nancy C. Hoyt, Charles S. Hoyt IRA, Charles S. Hoyt SEP-IRA Securities Claimant Dec. 8, 2012
    Charles Schwab & Co. Inc. and Kimon Peter Daifotis v. Don C. Miller, Donald C. Miller Charles Schwab & Co. Inc. Cust IRA Rollover, and Donald C. Miller Charles Schwab & Co. Inc.,Cust Roth Contributory IRA Securities Claimant Nov. 10, 2012
    Karl Townsend, Karen Fann Townsend Trust v. Charles Schwab & Co. Inc. Securities Respondent Oct. 20, 2012
    Paul J. McDonough, Ellen McDonough, JT TEN v. Charles Schwab & Co. Inc., Kimon P. Daifotis Securities Respondent Apr. 7, 2012
    Kimon P. Daifotis v. Jinni A. Harrigan Trust U/A DTD 2/26/2002 Securities Claimant Jun. 18, 2011
    John Dailey v. Charles Schwab & Co. Inc., Randall Merk Fraud Respondent May 14, 2011
    Harry R. Lynn, as Trustee of the Harbor Press Inc. PSP U/A DTD May 10, 1989 FBO Harry R. Lynn v. Charles Schwab & Co. Inc. Securities Respondent Jul. 17, 2010
    Joan Levin v. Wedbush Morgan Securities Inc. Securities Respondent Jan. 27, 2007
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