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    • H. Thomas Fehn

    See more on H. Thomas Fehn

    Fields Fehn & Sherwin

    11755 Wilshire Blvd
    Los Angeles , CA 90025
    Email: tomfehn@ffandslaw.com


    Verdicts & Settlements
    Case Name Topic Role Published
    Kevin Dwyer v. Cullen Wesley Crabbe, Stephen Joseph Kipp, Kipp Brandt Drummond & Associates, Kipp Financial Group Inc., National Planning Corporation, NPB Financial Group, LLC, Spectrum Financial Group Inc., Stephen Kipp Associates Contracts Respondent Feb. 4, 2017
    U.S. Bancorp Investments Inc. v. Robert Chan Contracts Respondent Mar. 21, 2015
    Stanley Clifton Brooks, Brooks Family Trust, Brookstreet Securities Corp. v. National Financial Services LLC Securities Claimant Jan. 18, 2014
    Wells Fargo Advisors LLC f/k/a Wachovia Securities LLC v. Jiraeyer Kharatian Securities Respondent May 18, 2013
    Rose Kramer, Stanley Kramer, Mayer & Rose Kramer Inter Vivos Trust, DRG Hendersonville TIC 13 LLC, TIC, Ren Meadowlands 31, LLC v. Larry Ivan Behrends, Capwest Securities, Inc., Dale Keith Hall, Kathleen Louise Heshelow, Lawrence William Lambert, Michelle Rebecca Langer, David L. Smith, Robert Tweed Securities Respondent Jun. 16, 2012
    ADKO Investors, LLC, et al. v. CapWest Securities Inc. Securities Respondent Jan. 28, 2012
    Robert Trumper, Karen Trumper v. CapWest Securities, et al. Torts Respondent Dec. 17, 2011
    Jane Ellison Usher, both individually and as trustee for the Jane Ellison Usher Trust of Oct. 20, 2000, and as custodian for Samuel T. Usher and Jackson A. Usher under the Uniform Gifts to Minors Act, and Samuel T. Usher v. Todd A. Brooks, Scott S. Brooks, Bambi I. Holzer, Wedbush Securities Inc. Securities Respondent Dec. 17, 2011
    David C. Swedelson and Sandra Gottlieb, trustees of the Swedelson & Gottlieb Cash Balance Plan Trust v. RBC Dain Rauscher n/k/a RBC Capital Markets, LLC and Mitchell Ross Pindus Securities Claimant Nov. 12, 2011
    Manuel Bernal, Jean Bernal, John McClennan, Jeannette McClennan v. Attila Gyula Toth, Latitude Financial Services LLC, CapWest Securities Inc., Workman Securities Corporation Securities Respondent Oct. 22, 2011
    Michael Armstrong, Michael Armstrong IRA v. Madison Avenue Securities Inc., David L. Carlson Securities Respondent Sep. 24, 2011
    Oppenheimer & Co. Inc. v. Mark L. Monin Business Law Respondent Apr. 30, 2011
    Belinda E. Bullock v. Wedbush Securities Inc., Edward W. Wedbush Securities Claimant Mar. 19, 2011
    Melvin R. Aoki, Melvin R. Aoki Revocable Living Trust, Barbara Porter, Barbara Porter Revocable Trust, Marjorie B. Parker, Laureen C. Branch, Branch Holdings Inc., Blur Industries Corp., Avis Y. Nakama, Avis Y. Nakama Trust, Lum Brothers LLC, Piikoi Kawananakoa, Just Black LLC, Kazuko Y. Tietz v. National Financial Services LLC, Brookstreet Securit Securities Respondent Mar. 19, 2011
    Wendy Austin Rea v. Wedbush Securities Inc. Securities Claimant Dec. 18, 2010
    Matt Lichtenberg, David Living Trust, Will Ferrell, Viveca Paulin v. J.P. Morgan Securities LLC, fka J.P. Morgan Securities Inc., fka Bear, Stearns & Co. Inc. Securities Claimant Dec. 4, 2010
    Adjuvant Management Inc. v. Bisher Akil Contracts Defendant Dec. 12, 2009
    Young Soo So v. Shin Han Global Securities f/k/a CHK Global Securities Securities Respondent Mar. 31, 2007
    Stephen M. Budai and Virginia L. Bellows, et al v. Brookstreet Securities Corporation, Craig L. Freedman, et al. Breach of Contract Defendant Feb. 18, 2006
    Mooney & Murphy v. John B. Greenfield, Philip P. Greenfield, and the Greenfield Family Trust Business Law Expert / technical Aug. 9, 1997
    Confidential Securities Defendant Aug. 17, 1996
    Case Name Topic Role Published
    Kevin Dwyer v. Cullen Wesley Crabbe, Stephen Joseph Kipp, Kipp Brandt Drummond & Associates, Kipp Financial Group Inc., National Planning Corporation, NPB Financial Group, LLC, Spectrum Financial Group Inc., Stephen Kipp Associates Contracts Respondent Feb. 4, 2017
    U.S. Bancorp Investments Inc. v. Robert Chan Contracts Respondent Mar. 21, 2015
    Stanley Clifton Brooks, Brooks Family Trust, Brookstreet Securities Corp. v. National Financial Services LLC Securities Claimant Jan. 18, 2014
    Wells Fargo Advisors LLC f/k/a Wachovia Securities LLC v. Jiraeyer Kharatian Securities Respondent May 18, 2013
    Rose Kramer, Stanley Kramer, Mayer & Rose Kramer Inter Vivos Trust, DRG Hendersonville TIC 13 LLC, TIC, Ren Meadowlands 31, LLC v. Larry Ivan Behrends, Capwest Securities, Inc., Dale Keith Hall, Kathleen Louise Heshelow, Lawrence William Lambert, Michelle Rebecca Langer, David L. Smith, Robert Tweed Securities Respondent Jun. 16, 2012
    ADKO Investors, LLC, et al. v. CapWest Securities Inc. Securities Respondent Jan. 28, 2012
    Robert Trumper, Karen Trumper v. CapWest Securities, et al. Torts Respondent Dec. 17, 2011
    Jane Ellison Usher, both individually and as trustee for the Jane Ellison Usher Trust of Oct. 20, 2000, and as custodian for Samuel T. Usher and Jackson A. Usher under the Uniform Gifts to Minors Act, and Samuel T. Usher v. Todd A. Brooks, Scott S. Brooks, Bambi I. Holzer, Wedbush Securities Inc. Securities Respondent Dec. 17, 2011
    David C. Swedelson and Sandra Gottlieb, trustees of the Swedelson & Gottlieb Cash Balance Plan Trust v. RBC Dain Rauscher n/k/a RBC Capital Markets, LLC and Mitchell Ross Pindus Securities Claimant Nov. 12, 2011
    Manuel Bernal, Jean Bernal, John McClennan, Jeannette McClennan v. Attila Gyula Toth, Latitude Financial Services LLC, CapWest Securities Inc., Workman Securities Corporation Securities Respondent Oct. 22, 2011
    Michael Armstrong, Michael Armstrong IRA v. Madison Avenue Securities Inc., David L. Carlson Securities Respondent Sep. 24, 2011
    Oppenheimer & Co. Inc. v. Mark L. Monin Business Law Respondent Apr. 30, 2011
    Belinda E. Bullock v. Wedbush Securities Inc., Edward W. Wedbush Securities Claimant Mar. 19, 2011
    Melvin R. Aoki, Melvin R. Aoki Revocable Living Trust, Barbara Porter, Barbara Porter Revocable Trust, Marjorie B. Parker, Laureen C. Branch, Branch Holdings Inc., Blur Industries Corp., Avis Y. Nakama, Avis Y. Nakama Trust, Lum Brothers LLC, Piikoi Kawananakoa, Just Black LLC, Kazuko Y. Tietz v. National Financial Services LLC, Brookstreet Securit Securities Respondent Mar. 19, 2011
    Wendy Austin Rea v. Wedbush Securities Inc. Securities Claimant Dec. 18, 2010
    Matt Lichtenberg, David Living Trust, Will Ferrell, Viveca Paulin v. J.P. Morgan Securities LLC, fka J.P. Morgan Securities Inc., fka Bear, Stearns & Co. Inc. Securities Claimant Dec. 4, 2010
    Adjuvant Management Inc. v. Bisher Akil Contracts Defendant Dec. 12, 2009
    Young Soo So v. Shin Han Global Securities f/k/a CHK Global Securities Securities Respondent Mar. 31, 2007
    Stephen M. Budai and Virginia L. Bellows, et al v. Brookstreet Securities Corporation, Craig L. Freedman, et al. Breach of Contract Defendant Feb. 18, 2006
    Mooney & Murphy v. John B. Greenfield, Philip P. Greenfield, and the Greenfield Family Trust Business Law Expert / technical Aug. 9, 1997
    Confidential Securities Defendant Aug. 17, 1996
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