Securities
Breach of Promissory Note
Employment Law
Wells Fargo Advisors LLC f/k/a Wachovia Securities LLC v. Jiraeyer Kharatian
Published: May 18, 2013 | Result Date: May 2, 2013 | Filing Date: Jan. 1, 1900 |Case number: 12-00069 Arbitration – $439,507
Court
FINRA
Attorneys
Claimant
Mitchell J. Albert
(Albert & Will LLP)
Respondent
H. Thomas Fehn
(Fields Fehn & Sherwin)
Facts
Wells Fargo Advisors filed suit against Jiraeyer Kharatian, asserting causes of action for breach of promissory notes. Kharatian, as part of his employment with Wells Fargo, executed the promissory notes.
Result
The arbitration panel found that Kharatian was liable to Wells Fargo for $427,696.24, plus interest. The panel also awarded Wells Fargo $7,985.68 in attorneys' fees and $3,8250 in filing fees.
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