Rushdi Zalatimo v. J.P. Turner & Company LLC
Published: Dec. 14, 2018 | Result Date: Oct. 10, 2018 | Filing Date: Mar. 20, 2018 |Case number: FINRA: 18-01065 Arbitration – Expungement
Arbitrator
Attorneys
Claimant
Dochtor Kennedy
(AdvisorLaw LLC)
Respondent
Christina Z. Vourakis
(Winget, Spadafora & Schwartzberg LLP)
Facts
Rushdi Zalatimo filed an arbitration claim against J.P. Turner & Company LLC in relation to expungement of his records.
Contentions
CLAIMANT'S CONTENTIONS: Zalatimo requested an expungement of three occurrences from his Central Registration Depository records and similarly contended respondent was liable for compensatory damages of $1.
RESPONDENT'S CONTENTIONS: Respondent contended it was not liable for compensatory damages.
Result
The arbitrator denied the claim for compensatory damages. The arbitrator decided to expunge two of the occurrences because Zalatimo was not involved with one occurrence and the other was false. However, the arbitrator denied expungement of the third occurrence because Zalatimo failed to provide adequate proof to satisfy the requirements of FINRA Rule 2080.
For reprint rights or to order a copy of your photo:
Email
jeremy@reprintpros.com
for prices.
Direct dial: 949-702-5390