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    • Dochtor Kennedy

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    AdvisorLaw LLC

    3400 Industrial Lane, Unit 10A
    Broomfield , CO 80020
    Phone: (303) 952-4025
    Email: doc@advisorlawyer.com


    Verdicts & Settlements
    Case Name Topic Role Published
    Peter Carmine Covino v. VSR Financial Services, Inc. Securities Claimant Aug. 7, 2020
    Cynthia Mary Couyoumjian v. First Allied Securities, Inc., LPL Financial LLC Securities Claimant Apr. 10, 2020
    Demian Marc Fitzgerald v. Banc of America Investment Services Inc. Securities Claimant Apr. 10, 2020
    Jeffrey Norman Cashman v. Kestra Investment Services, LLC Securities Claimant Mar. 20, 2020
    Mark Jay Elston v. Wells Fargo Clearing Services, LLC Securities Claimant Jan. 31, 2020
    Duncan Earl Rolph v. City National Securities Inc. Securities Claimant May 3, 2019
    Bradley Todd Glassman v. Prudential Equity Group LLC, Wells Fargo Clearing Services LLC Securities Claimant May 3, 2019
    Linda Lundstrom Cook v. VSR Financial Services Inc. Securities Claimant Apr. 12, 2019
    Orion Kelly Willis v. Centaurus Financial Inc., Invest Financial Corporation, LPL Financial LLC Securities Claimant Apr. 12, 2019
    Robert Emmett Gill v. J.P. Turner & Company LLC Securities Claimant Mar. 15, 2019
    Leila Suely Gough v. Wells Fargo Clearing Services LLC Securities Claimant Mar. 15, 2019
    Timothy Charles Sullivan v. SII Investments Inc. Securities Claimant Mar. 15, 2019
    Richard Maxey v. Valic Financial Advisors Inc., Brecek & Young Advisors Inc., Securities America Inc. Securities Claimant Mar. 15, 2019
    Ariel Bobroff, Gary Robert Davis, William Alexander Tarrab v. UBS Financial Services Inc. Securities Claimant Mar. 1, 2019
    Stephen Mark Seewer v. Wells Fargo Investments LLC, Wells Fargo Securities Inc., Wells Fargo Clearing Services Inc. Securities Claimant Mar. 1, 2019
    Kevin Thomas Moran v. Ameriprise Advisor Services Inc. Securities Claimant Mar. 1, 2019
    Scott Daniel Hood v. Merrill Lynch Pierce Fenner & Smith Inc., Wells Fargo Clearing Services LLC Securities Claimant Mar. 1, 2019
    Lorenzo Daniel Esparza v. J.P. Morgan Securities LLC Securities Claimant Mar. 1, 2019
    John W. Kettmann v. Morgan Stanley DW Inc. Securities Claimant Mar. 1, 2019
    Travis Jerome Hughes v. AXA Advisors LLC, Investors Capital Corp., The Equitable Life Assurance Society of the United States Securities Claimant Feb. 1, 2019
    Lance J. Williams v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Wells Fargo Securities Inc. Securities Claimant Jan. 25, 2019
    Keith Douglas Seibert v. Citigroup Global Markets Inc. Securities Claimant Jan. 25, 2019
    Jeremy Paul v. Citigroup Global Markets Inc., Walnut Street Securities Inc., National Planning Corporation Securities Claimant Jan. 25, 2019
    Allen Frances Schreiber v. Citigroup Global Markets Inc. Securities Claimant Jan. 11, 2019
    Young M. Chung v. Merrill Lynch Pierce Fenner & Smith Inc. Securities Claimant Dec. 28, 2018
    Gary Robert Davis, Ariel Bobroff v. UBS Financial Services Inc. Securities Claimant Dec. 28, 2018
    Rushdi Zalatimo v. J.P. Turner & Company LLC Securities Claimant Dec. 14, 2018
    Daniel Shiek Ahmad v. National Planning Corporation, QA3 Financial Corp. Securities Claimant Mar. 23, 2018
    Mark Edward Schulten v. Citigroup Global Markets Inc. Securities Claimant Feb. 16, 2018
    Alvin Sanders v. Ameriprise Financial Services Inc. Securities Claimant Feb. 16, 2018
    Christopher Alan Clark v. Larson Financial Securities LLC Securities Claimant Feb. 9, 2018
    James Edward Chiate v. Merrill Lynch Pierce Fenner & Smith Inc. Securities Claimant Feb. 9, 2018
    Jon Ronald Springer v. Cetera Investment Services LLC Securities Claimant Feb. 2, 2018
    Richard Brian French v. Morgan Stanley & Co. LLC, Morgan Stanley DW Inc. Securities Claimant Jan. 26, 2018
    Bradley Jay Bamblatt v. UBS Financial Services Inc. Securities Claimant Dec. 15, 2017
    Jeffrey Aaron Horn v. RBC Capital Markets LLC Securities Claimant Sep. 1, 2017
    Charles Paul Reinhold v. HBW Securities LLC Securities Claimant Aug. 25, 2017
    Case Name Topic Role Published
    Peter Carmine Covino v. VSR Financial Services, Inc. Securities Claimant Aug. 7, 2020
    Cynthia Mary Couyoumjian v. First Allied Securities, Inc., LPL Financial LLC Securities Claimant Apr. 10, 2020
    Demian Marc Fitzgerald v. Banc of America Investment Services Inc. Securities Claimant Apr. 10, 2020
    Jeffrey Norman Cashman v. Kestra Investment Services, LLC Securities Claimant Mar. 20, 2020
    Mark Jay Elston v. Wells Fargo Clearing Services, LLC Securities Claimant Jan. 31, 2020
    Duncan Earl Rolph v. City National Securities Inc. Securities Claimant May 3, 2019
    Bradley Todd Glassman v. Prudential Equity Group LLC, Wells Fargo Clearing Services LLC Securities Claimant May 3, 2019
    Linda Lundstrom Cook v. VSR Financial Services Inc. Securities Claimant Apr. 12, 2019
    Orion Kelly Willis v. Centaurus Financial Inc., Invest Financial Corporation, LPL Financial LLC Securities Claimant Apr. 12, 2019
    Robert Emmett Gill v. J.P. Turner & Company LLC Securities Claimant Mar. 15, 2019
    Leila Suely Gough v. Wells Fargo Clearing Services LLC Securities Claimant Mar. 15, 2019
    Timothy Charles Sullivan v. SII Investments Inc. Securities Claimant Mar. 15, 2019
    Richard Maxey v. Valic Financial Advisors Inc., Brecek & Young Advisors Inc., Securities America Inc. Securities Claimant Mar. 15, 2019
    Ariel Bobroff, Gary Robert Davis, William Alexander Tarrab v. UBS Financial Services Inc. Securities Claimant Mar. 1, 2019
    Stephen Mark Seewer v. Wells Fargo Investments LLC, Wells Fargo Securities Inc., Wells Fargo Clearing Services Inc. Securities Claimant Mar. 1, 2019
    Kevin Thomas Moran v. Ameriprise Advisor Services Inc. Securities Claimant Mar. 1, 2019
    Scott Daniel Hood v. Merrill Lynch Pierce Fenner & Smith Inc., Wells Fargo Clearing Services LLC Securities Claimant Mar. 1, 2019
    Lorenzo Daniel Esparza v. J.P. Morgan Securities LLC Securities Claimant Mar. 1, 2019
    John W. Kettmann v. Morgan Stanley DW Inc. Securities Claimant Mar. 1, 2019
    Travis Jerome Hughes v. AXA Advisors LLC, Investors Capital Corp., The Equitable Life Assurance Society of the United States Securities Claimant Feb. 1, 2019
    Lance J. Williams v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Wells Fargo Securities Inc. Securities Claimant Jan. 25, 2019
    Keith Douglas Seibert v. Citigroup Global Markets Inc. Securities Claimant Jan. 25, 2019
    Jeremy Paul v. Citigroup Global Markets Inc., Walnut Street Securities Inc., National Planning Corporation Securities Claimant Jan. 25, 2019
    Allen Frances Schreiber v. Citigroup Global Markets Inc. Securities Claimant Jan. 11, 2019
    Young M. Chung v. Merrill Lynch Pierce Fenner & Smith Inc. Securities Claimant Dec. 28, 2018
    Gary Robert Davis, Ariel Bobroff v. UBS Financial Services Inc. Securities Claimant Dec. 28, 2018
    Rushdi Zalatimo v. J.P. Turner & Company LLC Securities Claimant Dec. 14, 2018
    Daniel Shiek Ahmad v. National Planning Corporation, QA3 Financial Corp. Securities Claimant Mar. 23, 2018
    Mark Edward Schulten v. Citigroup Global Markets Inc. Securities Claimant Feb. 16, 2018
    Alvin Sanders v. Ameriprise Financial Services Inc. Securities Claimant Feb. 16, 2018
    Christopher Alan Clark v. Larson Financial Securities LLC Securities Claimant Feb. 9, 2018
    James Edward Chiate v. Merrill Lynch Pierce Fenner & Smith Inc. Securities Claimant Feb. 9, 2018
    Jon Ronald Springer v. Cetera Investment Services LLC Securities Claimant Feb. 2, 2018
    Richard Brian French v. Morgan Stanley & Co. LLC, Morgan Stanley DW Inc. Securities Claimant Jan. 26, 2018
    Bradley Jay Bamblatt v. UBS Financial Services Inc. Securities Claimant Dec. 15, 2017
    Jeffrey Aaron Horn v. RBC Capital Markets LLC Securities Claimant Sep. 1, 2017
    Charles Paul Reinhold v. HBW Securities LLC Securities Claimant Aug. 25, 2017
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